Full text of SI SECURITIES, LLC's X-17A-5 filed 2026-03-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-69440 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2025 filing for the period beginning 01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: SI Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Security-based swap dealer | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1 World Trade Center Fl 87 (No. and Street) New York NY 10007 (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Chris Meyers 212-668-8700 cmeyers@acisecure.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Forvis Mazars, LLP (Name – if individual, state last, first, and middle name) 60 Crossways Park Drive West, Suite 301 Woodbury 11797 NY (Address) (City) (State) (Zip Code) October 16, 2003 686 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | Dan Fishman | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------|---------------------------------------------------------------------| | financial report pertaining to the firm of SI Securities LLC | as of | 12/31 , 2 025 partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as that of a customer. | Signature: | Daniel Fishman | |------------|---…Read the full text as markdown