Full text of ICAPITAL SECURITIES, LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## ICAPIT AL SECURITIES, LLC (SEC I.D. No. 8-69443) ## STATEMENT OF FINANCIAL CONDITION As of December 31, 2018 And Report of Independent Registered Public Accounting Firm Filed in accordance with Rule 17a-5(e)(3) Under the Securities Exchange Act of 1934 As a Public Document {1}------------------------------------------------ ## I CAPITAL SECURITIES, LLC FINANCIAL STATEMENT DECEMBER 31, 2018 ## **CONTENTS** | f I<br>nd<br>de<br>is<br>d<br>bl<br>ic<br>in<br>Fi<br>R<br>R<br>Pu<br>A<br>t o<br>nt<br>te<br>nt<br>ep<br>or<br>ep<br>en<br>eg<br>re<br>cc<br>ou<br>g<br>rm | P<br>A<br>G<br>E | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------| | O<br>h<br>A<br>ff<br>ir<br>io<br>at<br>at<br>or<br>m<br>n | 3 | | St<br>f F<br>in<br>ci<br>al<br>C<br>di<br>ti<br>at<br>t o<br>em<br>en<br>an<br>on<br>on | 4 | | in<br>ci<br>al<br>S<br>N<br>F<br>ot<br>to<br>ta<br>te<br>t<br>es<br>an<br>m<br>en | 5-<br>9 | {2}------------------------------------------------ # **Deloitte.** **Deloitte • Touche LLP** 30 Rockefeller Plaza New York, NY 10112 USA Tel : +1 212 492 4000 Fax: +1 212 489 1687 www.deloitte.com ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member and Those Charged with Governance of iCapital Securities, LLC ## **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of iCapital Securities, LLC (the "Company") as of December 31, 2018, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2018, in conformity with accounting principles generally accepted in the United States of America. ## **Basis for Opinion** The financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on this financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PC…Read the full text as markdown