Full text of ROSELAINE SECURITIES LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31 , 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 69452 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O **1/01/2021** MM/DD/YY AND ENDING 1213112021 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Roselaine Securities LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1515 Palisades Drive, Ste. N3 (No. and Street) Pacific Palisades CA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 90272 (Zip Code) Donald Tang 424-27 4-2048 dtang@roselainesecurities.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• Davila Advisory, LLC (Name - if individual, state last, first, and middle name) 10135 Manchester Rd. Ste 206 St. Louis MO (Address) (City) (State) 11/21/2019 6667 63122 (Zip Code) (Date of Re istration with PCA0B)(if a licable) (PCA0B Re istration Number, if a licable **FOR 0FFIOAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement off acts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a·S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Donald Tang swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Roselalne Securities LLC as of December 31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalen…Read the full text as markdown