Full text of CYNDX ADVISORS LLC's X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69465 **Information Required Pursuant** *to* **Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Cyndx Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 485 Lexington Avenue - Suite 400 (No. and Street) New York NY {City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10017 (Zip Code) James McVeigh 646-762-5514 james@cdxadvisors.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* EisnerAmper LLP (Name - if individual, state last, first, and middle name) 733 Third Avenue New York NY (Address) (City) (State) 10017 (Zip Code) T" of Reglstcati<m **wOh** PCAOBII• appli~bl•I **FOR OFFICIAL USE ONLY** (PCAOB Reglstrntloo N,mbec, if appU~bl•I I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l?a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in thi\$ form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Michael Ballou | |----------------| |----------------| I, Michael Ballou swear (or affirm) that, to the best of my knowledge and belief, the fin¥'5ial report pertaining to the firm of CyndxAdvlsorsLLC as of **<sup>v</sup> ecerY\~r** ~ I . 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. ![](_page_1_Picture_5…Read the full text as markdown