# AOC SECURITIES, LLC X-17A-5/A (2016-03-24) — Broker-dealer annual report

- Company: AOC SECURITIES, LLC
- Form: X-17A-5/A
- Filed: 2016-03-24
- Period: 2015-12-31
- Accession: 0001607864-16-000013
- CIK: 1607864
- File #: 8-69469
- Material weakness: No
- Auditor: Richey May & Co LLP
- Auditor location: Englewood, CO
- Contact: Michael T Marrone
- Phone: 6469301906
- Signed by: Michael T Marrone (Fin-OP CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1607864/000160786416000013/2aocbalshtnotes.pdf

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X-17A-5/A

 0001607864
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 AOC SECURITIES, LLC

 49 BLEECKER STREET, SUITE 305
 NEW YORK
 NY
 10012

 Michael T Marrone
 6469301906

 Richey May & Co LLP

 9605 Skingston Court Street 200
 Englewood
 CO
 80112

 Certified Public Accountant

 Michael T Marrone
 AOC SECURITIES, LLC
 12-31-2015
 Michael T Marrone
 Fin-OP CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.