# AOC SECURITIES, LLC X-17A-5 (2017-02-27) — Broker-dealer annual report

- Company: AOC SECURITIES, LLC
- Form: X-17A-5
- Filed: 2017-02-27
- Period: 2016-12-31
- Accession: 0001607864-17-000001
- CIK: 1607864
- File #: 8-69469
- Material weakness: No
- Auditor: RICHEY MAY & CO LLP
- Auditor location: ENGLEWOOD, CO
- Contact: MICHAEL T MARRONE
- Phone: 6469301906
- Signed by: RONALDO GONZALEZ (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1607864/000160786417000001/aocsec2016auditreptbs.pdf

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X-17A-5

 0001607864
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 AOC SECURITIES, LLC

 49 BLEECKER STREET, SUITE 305
 NEW YORK
 NY
 10012

 MICHAEL T MARRONE
 6469301906

 RICHEY MAY & CO LLP

 9605 S KINGSTON COURT SUITE 200
 ENGLEWOOD
 CO
 80112

 Certified Public Accountant

 RONALDO GONZALEZ
 AOC SECURITIES, LLC
 12-31-2016
 RONALDO GONZALEZ
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.