# AOC SECURITIES, LLC X-17A-5 (2018-03-01) — Broker-dealer annual report

- Company: AOC SECURITIES, LLC
- Form: X-17A-5
- Filed: 2018-03-01
- Period: 2017-12-31
- Accession: 0001607864-18-000003
- CIK: 1607864
- File #: 8-69469
- Material weakness: No
- Auditor: Richey May & CO LLP
- Auditor location: Englewood, CO
- Contact: Michael T Marrone
- Phone: 646-930-1906
- Signed by: Ronaldo Gonzalez (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1607864/000160786418000003/mosaic2017annualrptbs.pdf

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X-17A-5

 0001607864
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 AOC SECURITIES, LLC

 49 BLEECKER STREET, SUITE 305
 NEW YORK
 NY
 10012

 Michael T Marrone
 646-930-1906

 Richey May & CO LLP

 965 S Kingston Court
 Suite 200
 Englewood
 CO
 80112

 Certified Public Accountant

 Ronaldo Gonzalez
 AOC SECURITIES, LLC
 12-31-2017
 Ronaldo Gonzalez
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.