SEA OTTER SECURITIES GROUP LLC X-17A-5 (2018-05-17) — Broker-dealer annual report

Full text of SEA OTTER SECURITIES GROUP LLC's X-17A-5 filed 2018-05-17 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SEA OTTER SECURITIES GROUP LLC
• Form: X-17A-5
• Filed: 2018-05-17
• Period: 2017-12-31
• Accession: 0001608258-18-000001
• CIK: 1608258
• File #: 8-69472
• Material weakness: No
• Auditor: ElsherAmper LLP
• Auditor location: New York, NY
• Contact: David Barnet
• Phone: 2124903113
• Signed by: Jerald Richard Tracy (CEO)

Document text (excerpt)

X-17A-5 0001608258 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N SEA OTTER SECURITIES GROUP LLC 107 GRAND STREET 7TH FLOOR NEW YORK NY 10013 David Barnet 2124903113 ElsherAmper LLP 750 Third Avenue New York NY 10017 Certified Public Accountant Jerald Richard Tracy SEA OTTER SECURITIES GROUP LLC 12-31-2017 Jerald Richard Tracy CEO Y

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Other filings by this registrant

• X-17A-5 — 2023-04-03
• X-17A-5 — 2022-05-02
• X-17A-5 — 2021-06-01
• X-17A-5 — 2020-06-24
• X-17A-5 — 2019-05-30
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-03-14

Original filing on SEC EDGAR (source of record)