Full text of IMPROVED CORPORATE FINANCE LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED ST ATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** III 0MB Number: 3235·0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMER 8- 71011 **FACING PAGE** Informa tion Required Pursuant to Rules 17a-5, li a-12, and 18a-7 under the Securities Excha nge Act of 1934 FILING FOR THE PERIOD BEGINNING 06/06/23 MM/DD/YY AND ENDING 12/31 /23 MM/DD/YY ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Improved Corporate Finance LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer O Security-based swap dealer O Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1959 Palomar Oaks Way, Suite 300 | | (No. and Street) | | | |-----------------------------------------------|--------------------------------|----------------------------------|--| | Carlsbad | CA | 92011 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONT ACT WITH REGARD TO THIS FILING | | | | | Shari Rothenberg | (908) 743-1307 | srothenberg@integrated.so1utions | | | (Name) | (Area Code - Telephone Number) | (Emai l Address) | | | | | | | #### **B. ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this tiling\* # YSL & Associates LLC | (Name- if individual. state last, first, and middle name) | | | | | | |-----------------------------------------------------------|----------|---------|---------------------------------------------|--|--| | 11 Broadway, Suite 700 | New York | NY | 10004 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 06/06/06 | | 2699 | | | | | (Date of Registration with PCAOB)(ifapplicable) | | | (PC/\OB Regis1ration Numb.:r. ifapplicable) | | | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement 1hat the annual repo11s be covered by the reports of an independent public accouniam must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5(e)( I )(ii), if applicable. Persons who ar e to respond to the collection of in fo rma tion contained in this form ar e not r equired to respond unless the form dis plays a currently valid OMU control number. {1}------------------------------------------------ #### AllJl'IRMATlON 1, Mark Bradt , swe11r (or affirm) thnt, to t…