Full text of VELOCITY CAPITAL, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL SEC FILE NUMBER #### **ANNUAL REPORTSFORM X-17A-5 PART III** | | | | 8-69479 | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------|--------------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | MM/DD/YY | | MM/DD/YY | | | A.<br>REGISTRANT IDENTIFICATION | | | | NAME OF FIRM:<br>Velocity Capital, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ܆<br>Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | տSecurity-based swap dealer | տMajor security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 199 Water Street - 17th floor | (No. and Street) | | | | | | | | | | | | | | New York<br>(City) | New York<br>(State) | | 10038<br>(Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Matteo Amato<br>(Name) | 646-415-7805<br>(Area Code – Telephone Number) | | mamato@velocitycapitalllc.com<br>(Email Address) | | | ACCOUNTANT IDENTIFICATION | | | | | B. | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | RSM US LLP | (Name – if individual, state last, first, and middle name) | | | | 151 West 42nd Street, 19th floor | New York, | NY | 10036 | | (Address) | (City) | | (State)<br>(Zip Code) | | 9/24/2003 | | | 49 | | (Date of Registration with PCAOB)(if applicable) | FOR<br>OFFICIAL | USE | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ # **Velocity Capital, LLC** **As of December 31, 2022 And Report of Independent Registered Public Accou…Read the full text as markdown