Full text of WIPFLI INSURANCE SERVICES, LLC's X-17A-5 filed 2021-08-06 (period 2021-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated *average* burden hours per response 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 6-69489 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the** | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | |-----------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------|--------------------------------------------------|------------------------------|--| | e<br>AND ENDING May 31, 2021<br>1, 2020<br>REPORT FOR THE PERIOD BEGINNING Jun | | | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: WIPFLI INSURANCE SERVICES, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 2501 West Beltline Highway, Suit | e 401 | | | | | | (No. and Street) | | | | | Madison | Wisconsin | | 53713 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Cynthia M. Jenkins | | | (952) 270-5052 | | | | B. ACCOUNTANT IDENTIFICATION | | (Area Code Telephone Number) | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in th<br>Marcum LLP | | t<br>i<br>s Repor | | | | | if individ<br>(Name | ual, state last, first, middle name) | | | | Nine Parkway North, Suite 200 Deerfield | | Illinois | 60015 | | | (Address) | (city) | (State) | (Zip Code) | | | /<br>CHECK ONE:<br>fe<br>d Publi<br>/cer<br>c Accoun<br>[<br>~<br>Public Accountant<br>B | t<br>t<br>an<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | s f<br>Clai<br>m | or exemption from the requirement that the annual report be cove | red by the opinion of an independent public acco | untant | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}--------…Read the full text as markdown