BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0001610627-19-000002
• CIK: 1610627
• File #: 8-69492
• Material weakness: No
• Auditor: Plante & Moran, PLLC
• Auditor location: Chicago, IL
• Contact: Michael J. Del Priore
• Phone: 414-509-1330
• Signed by: Michael Del Priore (Principal Executive Officer)

Document text (excerpt)

X-17A-5 0001610627 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC 10 TERRACE COURT, SUITE 103 MADISON WI 53718 Michael J. Del Priore 414-509-1330 Plante & Moran, PLLC 10 South Riverside Plaza 9th Floor Chicago IL 60606 Certified Public Accountant Michael Del Priore BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC 12-31-2018 Michael J. Del Priore Principal Executive Officer Y

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Other filings by this registrant

• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)