Full text of AXIA CAPITAL MARKETS, LLC's X-17A-5 filed 2024-05-30 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69504 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/2023** AND ENDING **03/31/2024** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAME OF FIRM: AXIA CAPITAL MARKETS, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 555 Madison Ave., Suite 11A | | (No. and Street) | | | |------------------------------------------------|-----------------------|----------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | NY | | 10022 | | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | 373 Spencer St., Suite 101 | Syracuse | NY | | | | | | 13204 | | | (City) | (State) | (Zip Code) | | | | 3710 | | | | | | | | rte of Registcatioa wtth PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | (PCAOB Registcatioa N,mbec, tt applicable) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(212) 792-0255<br>(Area Code - Telephone Number)<br>EVANS AND BENNETT, LLP | (Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.**  {1}-------------------------------…Read the full text as markdown