# OCEAN TOMO INVESTMENT GROUP, LLC X-17A-5 (2018-02-28) — Broker-dealer annual report

- Company: OCEAN TOMO INVESTMENT GROUP, LLC
- Form: X-17A-5
- Filed: 2018-02-28
- Period: 2017-12-31
- Accession: 0001617845-18-000002
- CIK: 1617845
- File #: 8-69526
- Material weakness: No
- Auditor: Plante & Moran
- Auditor location: Chicago, IL
- Contact: Kathy Efrem
- Phone: 212-897-1686
- Signed by: Howard Spindel (CCO)

Original filing: https://www.sec.gov/Archives/edgar/data/1617845/000161784518000002/SOFCOceanTomoFinState17.pdf

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X-17A-5

 0001617845
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 OCEAN TOMO INVESTMENT GROUP, LLC

 39 BROADWAY, SUITE 3300
 ROOM 6
 NEW YORK
 NY
 10006-3019

 Kathy Efrem
 212-897-1686

 Plante & Moran

 10 South Riverside Plaza
 Chicago
 IL
 60606

 Certified Public Accountant

 Howard Spindel
 OCEAN TOMO INVESTMENT GROUP, LLC
 12-31-2017
 Howard Spindel
 CCO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.