# UCAP SECURITIES LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

- Company: UCAP SECURITIES LLC
- Form: X-17A-5
- Filed: 2017-03-01
- Period: 2016-12-31
- Accession: 0001622850-17-000004
- CIK: 1622850
- File #: 8-69543
- Material weakness: No
- Auditor: Lerner & Sipkin, CPAs, LLP
- Auditor location: New York, NY
- Contact: David Wasitowski
- Phone: 516-680-6630
- Signed by: David Wasitowski (CCO/FINOP)

Original filing: https://www.sec.gov/Archives/edgar/data/1622850/000162285017000004/UCAP2016Filing.pdf

---

X-17A-5

 0001622850
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 UCAP SECURITIES LLC

 130 WEST 42ND STREET, 15TH FL.
 NEW YORK
 NY
 10036

 David Wasitowski
 516-680-6630

 Lerner & Sipkin, CPAs, LLP

 132 Nassau Street
 Suite 1023
 New York
 NY
 10038

 Certified Public Accountant

 David Wasitowski
 UCAP SECURITIES LLC
 12-31-2016
 None
 David Wasitowski
 CCO/FINOP
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.