Full text of TENOAKS ENERGY ADVISORS, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-6954 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** MM/DD/VY AND ENDING 12/31 /23 MM/DD/ VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: TenOaks Energy Advisors, LLC TYPE OF REGISTRANT {check all applicable boxes): D Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 15601 Dallas Pkwy Suite 225 (No. and Street) Addison TX 75001 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Lindsay Sherrer 214-620-4421 lindsay.sherrer@tenoaksadvisors.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* McBee & Co., PC (Name - if individual, state last, first, and middle name) 718 Paulus Avenue Dallas TX 75214 (Address) (City) (State) (Zip Code) 9/22/2009 3631 r•• **of Reg;st,at;oo w;th PCAOB)Uf appUcable) FOR OFFICIAL USE ONLY** )PCAOB Reg;,tc,Mo N,mbec, ff applkable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), **if** applicable. **Persons who** are **to respond to the** collection **of information contained in this** form **are not required to** respond **unless the form displays a currently valid 0MB** control **number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 2~<br>financial report pertaining to the firm of TenOaks Energy Advisors, LLC<br>__________<br>is true and correct. I further swear (or affirm) that neither the company nor any<br>__,<br>_1_2_/_3_1<br>partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely<br>as that of a customer. | I, Lindsay Sherrer | swear (or affirm) that, to the best of my knowledge and belief, the | |----…Read the full text as markdown