Full text of Ares Management Capital Markets LLC/DE's X-17A-5 filed 2026-03-10 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 8-69194 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101125 AND ENDING 12131125 ---------- ----------- MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: ARES MANAGEMENT CAPITAL MARKETS LLC TYPE OF REGISTRANT (check all applicable boxes): **liil** Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1200 17TH STREET, STE 2900 | | (No. and Street) | | |----------------------------------------------|------------------|------------------------| | Denver | co | 80202 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | MARK C. INFANGER | 310.432.8873 | MINFANGER@ARESMGMT.COM | | {Name) | (Area Code - Telephone Number) | (Email Address) | |--------|--------------------------------|-----------------| |--------|--------------------------------|-----------------| #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ERNST & YOUNG LLP | LOS ANGELES | | |-------------|-------------------------------------------------| | | CA<br>90017 | | | (State)<br>(Zip Code} | | 42 | | | | I<br>(PCAOB Registcatioo Nombec, if applicable) | | | | | | | | (City) | FOR OFFICIAL USE ONLY | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | MARK C. INFANGER<br>I, | |------------------------| |------------------------| I, MARK C. INFANGER swear (or affirm) that,…Read the full text as markdown