POINSETT SECURITIES, LLC X-17A-5 (2026-02-26) — Broker-dealer annual report

Full text of POINSETT SECURITIES, LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ #### **Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL AUDITED REPORT Form X-17A-5 Part III** **OMB APPROVAL** **OMB Number: 3235-0123, 3235-0749** **Estimated average burden hours per response: 12.00** **FORM X-17A-5** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** # **X-17A-5: Filer Information** | Filer CIK | 0001636362 | |--------------------------------------------------------------------------------|------------------------------| | Filer CCC | J@n4xg4G | | Is this a LIVE or TEST Filing? | LIVE<br>TEST | | Would you like a Return Copy? | | | Is this an electronic copy of an official<br>filing submitted in paper format? | | | Confirming Broker Dealer Copy File<br>Number | | | Confirming Security-Based Swap Entity<br>Copy File Number | | | Submission Contact Information | | | Name | Lucas Everette Boyd | | Phone | 8648876505 | | E-Mail Address | lboyd@taxcreditmp.com | | Notification Information | | | Notify via Filing Website only? | | | Notification E-mail Address | lboyd@taxcreditmp.com | | Notification E-mail Address | jboyd@poinsettsecurities.com | ## **X-17A-5: Submission Information** | Report for the Period Beginning | 01-01-2025 | | | |---------------------------------|------------------------|-------------------------------|------------------------------------------| | and Ending | 12-31-2025 | | | | Type of Registrant | Broker-dealer | Security-based swap<br>dealer | Major security-based swap<br>participant | | | OTC derivatives dealer | | | | Material Weakness | | | | | Does this submission include an | Yes<br>No | | | #### accountant's report covering the compliance report that indentifies one or more material weaknesses? # **X-17A-5: A. Registrant Identification** | Name of Firm | POINSETT SECURITIES, LLC | | |------------------------------------------------------------------|--------------------------|--| | Address of Principal Place of Business (Do not use P.O. Box No.) | | | | Address 1 | 777 LOWNDES HILL ROAD | | | Address 2 | BLDG 3, SUITE 110 | | | City | GREENVILLE | | {1}------------------------------------------------ | State/Country | SOUTH CAROLINA | | | |-------------------------------------------------------------------------|-----------------|--|--| | Mailing Zip/ Portal Code | 29607 | | | | Name and Telephone…

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