Full text of BFY SECURITIES, LLC's X-17A-5 filed 2026-06-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER | FILING FOR THE PERIOD BEGINNING 0 1 /0<br>1 / | 2 5 | AND ENDING 12131125 | --------- | |-----------------------------------------------|------------------------------|---------------------|-----------| | | MM/DD/VY | | MM/DD/ VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: BFY SECURITIES, LLC | | | | [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 23 Ledgewood Drive | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------|--------------------------------------------| | Yarmouth | ME | | 04096 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Nicolas McCoy | 508-954-4931 | | nick@whipstitchcapital.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Lilling & Company LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2 Seaview Boulevard | Port Washington | NY | 11050 | | (Address) | (City) | (State) | (Zip Code) | | 3/31/2009 | | 3480 | | | l"<br>of Registcatioo with PCAOB)lif applicable) | | | (PCAOB Registcatioo N,mbec, if applicable) | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **FOR OFFICIAL USE ONLY** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Nioolas McCoy | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------…Read the full text as markdown