Full text of CASTLE PLACEMENT, LLC's X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENT # WITH REPORT OF INDEPENDENT REGISTERERED PUBLIC ACCOUNTING FIRM Pursuant to Rule 17a-5(d) of the Securities and Exchange Commission Year Ended December 31, 2025 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-69612 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01l25 AND ENDING 12131125 --------- ---------- MM/DD/ YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Castle Placement, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1460 Broadway (No. and Street) New York NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10036 (Zip Code) Richard Luftig 212-418-1180 rluftig@castleplacemen~ (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* NTT & Company, PLLC 5865 Mistloe Avenue (Address) 03/19/2019 (Name - if individual, state last, first, and middle name) Beaumont (City) 6543 TX (State) 77707 (Zip Code) l" **of Reg;m,tioo w;th PCAOB)(;f** applkable) **FOR OFFICIAL USE ONLY** (PCAOB **Reg;,m,;oo N,mbe,, ;t** appUcable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### OATH OR AFFIRMATION I, Richard Luftig . swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Castle Placement, LLC . as of December 31 2025 . is true and correct. I further swear (or affirm) that neither the…Read the full text as markdown