Full text of INTREPID PARTNERS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ # **CONTENTS** | | PAGE | |---------------------------------------------------------|------| | Facing Page -<br>Oath or Affirmation | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Financial Statement | 5-9 | {2}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### OMB APPROVAL OMB Number! Expires: August 31, 2020 Estimated average burden hours per response \_ \_ 12.00 SEC FILE NUMBER 69615 8 - ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | |--------------------------------------------------------------------------|---------------------------------------------------------|-------------------|------------------------------| | | MM/DD/YYYYY | | MM/DD/YYYYY | | | A. RECISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | INTREPID PARTNERS, LLC | | OFFICIAL USE ONLY | | | | | | FIRM ID, NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 540 MADISON AVE, 21ST FLOOR | | | | | | (No. and Street) | | | | NEW YORK | NY | | 10022 | | (Cily) | (State) | | (Zip Code) | | | B. ACCOUNTANT IDENTIFICATION | | (Area Code -- Telephone No.) | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | RSM US LLP | | | | | | (Name - If individual, state last, first, middle name ) | | | | 1185 AVE OF THE AMERICAS | NEW YORK | NY | 10036 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>M Certified Public Accountant<br>Public Accountant | | | | | | | | | | Accountant not resident in United States or any of its possessions | FOR OFFICIAL USE ONLY | | | \*Claims for exemption from the requirencent that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {3}-------------------…Read the full text as markdown