Full text of S2K FINANCIAL LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **S2K Financial LLC** **Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Actof1934 December 31, 2018** > Files as public information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION **Washington,** D.C. 20549 | | OMBAPPROVAL | | |-------------|--------------------------|-----------| | 0MB Number: | | 3235-0123 | | | Expires: August 31, 2020 | | | | Es~mated evar* burden | | | | | 2 | | | | | | | 8 • 89628 | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill #### **FACING PAGE** Information Required of Brokers and Dealers Pursuantto Section 17 of the **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | _____ | ___ | | | |--------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|------------------|---------------------------------------------|--| | REPORT FOR TI-IE PERIOD BEGINNING | 01:c/_o_,1/'-'2;;;.0_1sc_<br>MM/DDNYYY | AND ENDING | 12/31/18<br>MM/DDNYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | S2K Financial LLC | | 0 FICIAL U EONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM ID. NO | | | | | 777 lhird Avenue, 28th Floor | o. and Street) | | | | | NewYork<br>New York | | | 10017 | | | (City) | \:Slate) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO nns REPORT<br>Mary Lou Malanoski | | | (646)430-6747<br>(Area Code·· Telephone No) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | RSMUSLLP | | | | | | | (Name •• if individual. stale last first middle name) | | | | | 1185 Avenue of the Americas<br>(Address) | (City)<br>(State) | | 10036<br>(Zip Code) | | | CHECK ONE:<br>@ Certified Public Accountant<br>0 Public Accountant<br>D Accountant not resident in United States or any of its possessions | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be cnvered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* SEC…Read the full text as markdown