Full text of PANMURE GORDON SECURITIES LIMITED's X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | | | 0MB Number: 3235.()123 | |--------------------------| | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | SEC ALE NUMBER 8-69631 # PART Ill **FAONGPAGE** **Information Required Pursuant to Rules** 17a-5, 17a-12, and 18a-7 **under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | AND ENDING 12/31 /23 | |---------------------------------------------|--|----------------------| | | | | MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Panmure Gordon Securities Ltd. TYPE OF REGISTRANT (check all applicable boxes): D Broker-dealer O Security-based swap dealer □ Major security-based swap participant D Check here if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) # One New Change | | (No. and Street) | | |----------------------------------------------|--------------------------------------------------------------------------|--------------------------| | London | UK | EC49AF | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | J. Clarke Gray | 917-238-1263 | clarke@taylorgrayllc.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filin~ | | | Assurance Dimensions PLLC | | | | | (Name-if indMdual, state last, first, and middle name) | | | 4920 West Cypress St. | Tampa | FL<br>33607 | | (Address) | (City) | (State) | (Zip Code) | |-----------|----------------------|---------------------------------|------------| | 4/13/10 | | 5036 | | | | | PCAOB Registration Number, if a | llcable | | | FOR OFFICAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the oollection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, J. Clarke…Read the full text as markdown