Full text of REVL SECURITIES, LLC's X-17A-5 filed 2022-03-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | | | | # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | l<br>'i<br>I 'Z} ~ 1<br>2-1<br>O 1 /O<br>2-, 1<br>FILING FOR THE PERIOD BEGINNING<br>AND ENDING<br>/<br>/ MM/DD/IVY<br>MM<br>D/YY | | A. REGISTRANT IDENTIFICATION | | ____<br>__<br>'--c-<br>~--=;.\-=-<br>CT._,,·-=(!.h<br>=-=::?-<br>~L.~L.:_v_·<br>_<br>f<_.__f::::;____:V'--L__., \#39;--"e.,<br>NAME<br>F FIRM: | | TYPE OF REGISTRANT (check all applicable boxes):<br>8 Broker-dealer<br>D Security-based swap dealer<br>D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>st, }<br>-t\<br>We,.\ rJ 1tl-<br>I 6\ 1--(<br>'I,, t-J A_<br>V()f2_<br>(No. and Street) | | Y hi L,,d-J~~&-<br>PA<br>(City)<br>(State)<br>(Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | ])<br>~ ~ R"---" L<br>?-_I _S- _3_'7:_~_<br>-·~-· 3Qs<br>'-"°"~·l"--'--+-'-'--'e.~o_h_o~-(<_~s_-_<br>v,__.__,_--o.--'-'---' '\ oS'-=-_Pi<br>__;:d_:__:_ , N'- : . t.~<br>_<br>i:::-_<br>~___,_<br>• J ,,, --+<br>(Name)<br>(Email Address) | | Ne.,, \ '<br>B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>1S G h .\<br>L PA ~<br><AV -t--R ~J \'\<br>L L 0<br>f<_ o JiM e.-o<br>(' | | (Name - if individual, state last, first, and middle name) | | sJftt•,, 2:?<br>-Je,, | | (City)<br>(Zip Code) | | | | with PCAOB)(if applicable)<br>FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a•S(el(ll(ii), if applicable. Persons who are to respond to the collection of information contained…Read the full text as markdown