Full text of FOUNDERS M&A ADVISORY, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | | | | |--------------------------|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | | SEC FILE NUMBER 8-69638 | | FACING PAGE | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------|------------|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | | | AND ENDING 12/3<br>FILING FOR THE PERIOD BEGINNING O 1/01 /25<br>MM/DD/YY | | 1 /25<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Founders M&A Advisory, LLC | | | | | | | | TYPE OF REG ISTRANT {check all applicable boxes):<br>C!J Broker-dealer<br>□ Securit y-based sw ap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | | 2400 Fifth Avenue South, Suite 100 | | | | | | | | | (No. and Street) | | | | | | | Birmingham | AL | | | 35233 | | | | (City) | (Stat e)<br>(Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | | | | Rick Alvarez | (770) 407-3458 | | rick.alvarez@acaglobal. com | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his f iling*<br>Rubio CPA, PC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 3500 Lenox Road NE, Suite 1500 Atlanta | | | GA | 30326 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 5/5/09 | | 3514 | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requ irement that t he annua l reports be covered by the reports of an independent public accou ntant must be supported by a statement of facts and circumstances relied on as t he basis of t he exempt ion. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to…Read the full text as markdown