Full text of ZANBATO SECURITIES LLC's X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-69654 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--|---------------------------|--------------------------------------------|--| | filing for the period beginning 01/01/2025 | | | 12/31/2025 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: ZANBATO SECURITIES LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>▪ Broker-dealer<br>ഥ Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 711 / 715 N. SHORELINE BLVD. | USA | | | | | | | (No. and Street) | | | | | | MOUNTAIN VIEW | CA | | | 94043 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Heather Fitzgerald | 212-668-8700 | | hfitzgerald@acisecure.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>EisnerAmper LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 733 Third Avenue | New York | | NY | 10017 | | | (Address) | (City) | | (State) | (Zip Code) | | | 09/15/2020 | | | 6567 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | * Claims for evernntion from the requirement that the annual renorts of an intenendent nublic | FOR OFFICIAL USE ONLY | | | | | rement that the annual reports be covered by the reports of an independe accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form disp…Read the full text as markdown