# EASTERLY SECURITIES LLC X-17A-5/A (2019-05-03) — Broker-dealer annual report

- Company: EASTERLY SECURITIES LLC
- Form: X-17A-5/A
- Filed: 2019-05-03
- Period: 2018-12-31
- Accession: 0001649587-19-000002
- CIK: 1649587
- File #: 8-69661
- Material weakness: No
- Auditor: Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC
- Auditor location: Woodbury, NY
- Contact: Ana R. Carter
- Phone: 813-442-1645
- Signed by: Ana R. Carter (FINOP)

Original filing: https://www.sec.gov/Archives/edgar/data/1649587/000164958719000002/es1.pdf

---

X-17A-5/A

 0001649587
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N
 Line 2 of the revenue section within the Statement of Operations had an incorrect amount due to a typo (total revenue and net income were reported correctly). Only the confidential filing is being amended.

 EASTERLY SECURITIES LLC

 138 CONANT STREET
 BEVERLY
 MA
 01915

 Ana R. Carter
 813-442-1645

 Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC

 97 Froehlich Farm Blvd.
 Woodbury
 NY
 11797

 Certified Public Accountant

 Ana R. Carter
 EASTERLY SECURITIES LLC
 12-31-2018
 Ana R. Carter
 FINOP
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.