# EASTERLY SECURITIES LLC X-17A-5 (2021-02-26) — Broker-dealer annual report
- Company: EASTERLY SECURITIES LLC
- Form: X-17A-5
- Filed: 2021-02-26
- Period: 2020-12-31
- Accession: 0001649587-21-000002
- CIK: 1649587
- File #: 8-69661
- Material weakness: No
- Auditor: RGNC&S CPAs PLLC
- Auditor location: Woodbury, NY
- Contact: Ana R. Carter
- Phone: 813-442-1645
- Signed by: Ana R. Carter (FINOP)
Original filing: https://www.sec.gov/Archives/edgar/data/1649587/000164958721000002/easterly.pdf
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**UNITEDSTATES SECURITIES AND EXCHANGECOMMlSSJON Washington, D.C. 20549**
## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII**
| 3235-0123
August 31, 2020 |
|------------------------------|
| Estimated average burden |
| r res onse
12.00 |
| |
0MB APPROVAL
| SEC FILE NUMBER | |
|-----------------|--|
| 8-69661 | |
**FACING PAGE**
**Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder**
| REPORT FOR THE PERIOD BEGTNNING 01/01/2020 | | AND ENDING 12/31/2020 | | |
|------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|---------------------------------|--|
| | MM/DD/YY | | MM/DD/YY | |
| | A. REGISTRANT IDENTIFICATION | | | |
| NAME OF BROKER-DEALER: EASTERL y SECURITIES, LLC | | OFFICIAL USE ONLY | | |
| ADDR.ESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | |
| 138 CONANT STREET | | | | |
| | (No. and Street) | | | |
| BEVERLY | MA | | 01915 | |
| (City) | (State) | | (Zip Code) | |
| NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT
Ana R. Carter/ 813-442-1645 | | | | |
| | | | (Area Code - Telcphont: Number) | |
| | B. ACCOUNT ANT IDENTIFICATION | | | |
| INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | |
| Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC | | | | |
| | (Name- tfindivid11u.l ttate last,first, middle name) | | | |
| 97 Froehlich Farm Blvd. | Woodbury | NY | 11797 | |
| (Address) | (City) | (State) | (Zip Code) | |
| CHECK ONE: | | | | |
| I
✓
certified Public Accountant | | | | |
| Public Accountant | | | | |
| Accountant not resident in United States or any of its possessions. | | | | |
| | FOR OFFICIAL USE ONLY | | | |
| | | | | |
| | | | | |
| *Claims for exemption from lhe requirement that the annual report be covered by the opinion of an independent public accountant | | | | |
| must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.l 7a-5(e)(2) | | | | |
**Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.**
SEC 1410 (11-05)
| 97 Froehlich Farm Blvd. | Woodbury | NY | 11797 |
|-------------------------------------------------------------------------------------------------------------------------------------------------|----------|---------|------------|
| (Address) | (City) | (State) | (Zip Code) |
| CHECK ONE:
I
✓
certified Public Accountant
Public Accountant
Accountant not resident in United States or any of its possessions. | | | |
Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.