Full text of EASTERLY SECURITIES LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Easterly Securities LLC (SEC I.D. No. 8-69661)** FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULE AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2025 **PUBLIC** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # ANNUAL REPORTS FORM X-17A-5 PART III | 10015 DCI TESUOUSE. | |---------------------| | | | SEC FILE NUMBER | | 8-69661 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Easterly Securities LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer . O Security-based swap dealer . O Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer (PCAOB Registration Number, if applicable) ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 138 Conant Street, Suite 100 | | | | | | |---------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------------|------------|--| | | | (No. and Street) | | | | | Beverly | | MA | | 01915 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Elizabeth Smith<br>516 782-1466 | | | esmith@easterlyam.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Assurance Dimensions | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3111 N University Drive, Suite 621 | | Coral Springs | FL | 33065 | | | (Address) | | (City) | (State) | (Zip Code) | | | 04/13/2010 | | 5026 | | | | (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid…Read the full text as markdown