Full text of QUANTEDGE CAPITAL USA INC.'s X-17A-5 filed 2022-02-16 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | OMB APPROVAL | | | | | |--------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------|------------------------------------------------------|------------|--| | SECURITIES<br>AND<br>EXCHANGE<br>COMMISSION | | | OMB Number:3235Ͳ0123 | | | | Washington, D.C. 20549 | | | Expires:October 31, 2023<br>Estimated average burden | | | | | | | | | | | | | | hours per response… | 12.00 | | | | ANNUALAUDITEDREPORT | | | | | | | FORMXͲ17AͲ5 | | SEC FILE NUMBER | | | | PART<br>III | | | | 8Ͳ69679 | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17aͲ5, 17aͲ12, and 18aͲ7 under the Securities Exchange Act of 1934 | | | | | | REPORT<br>FOR<br>THE<br>PERIOD<br>BEGINNING | 01/01/2021<br>AND<br>ENDING | 12/31/2021 | | | | | MM/DD/YY | | | | | | | | | | MM/DD/YY | | | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | | | NAME<br>OF<br>FIRM:Quantege<br>Capital USA Inc. | | | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all | applicable<br>boxes): | | | | | | ցBrokerͲdealer<br>տSecurityͲbased | տMajor<br>swap<br>dealer | securityͲbased<br>swap | participant | | | | տ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF | BUSINESS:<br>(Do<br>not<br>use<br>P.O.<br>Box<br>No.) | | | | | | 540<br>Madison<br>Ave<br>suite<br>4B | | | | | | | | (No. and Street) | | | | | | New<br>York | NY | | | 10022 | | | (City) | (State) | | (Zip Code) | | | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD | TO<br>THIS<br>FILING | | | | | | Pascal<br>Roche | | | 212Ͳ751Ͳ4422 | | | | (Name) | (Area Code – Telephone Number)<br>(Email Address) | | | | | | | | | | | | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | whose<br>opinion<br>is<br>contained<br>in | this<br>Report* | | | | | Baker<br>Tilly<br>US,<br>LLP | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | One<br>Penn<br>Plaza<br>–<br>Suite<br>3000 | New<br>York | NY | | 10019 | | | (Address) | (City) | (State) | | (Zip Code) | | | | | | | 23 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | **UNITED STATES** supported by a statement of facts and circumstances relied…Read the full text as markdown