Full text of EQT PARTNERS BD LLC's X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **EQT Partners BD LLC** (A wholly owned subsidiary of EQT Partners Inc.) Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31 , 2020 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURJTIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART III | OMB APPROVAL OMB Number: 3235-0123 Expires: October 3 I, 2023 Estimated average burden hours per resoonse ... 12.00 | | SEC FILE NUMBER | |---------|-----------------| | 8-69685 | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNrNG | ___<br>-~O~l~/O'"""l~/2=0 | AND ENDING | 12/31/20 | |--------------------------------------------------------------------------|--------------------------------------------------------------------------------|---------------|-----------------------------| | | MM/DDNY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER - DEALER: | | | | | EQT Partners BD LLC | | | OFFlCLAL USE ONLY | | | | | FlRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 1114 Avenue of the Americas 45th Floor | | | | | (No. and Street) | | | | New York | NY | | 10036 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Michael Stupay | | | (212) 509-7800 | | | | | (Area Code - Telephone No.) | | | | | | | | B. ACCOUNT ANT IDENTLFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | WithumSmith+Brown PC<br>(Name - if individual, state last, first, middle name) | | | | | | | | | 200 Jefferson Park, Suite 400<br>(Address) | Whippany<br>(City) | NJ<br>(State) | 07981<br>(Zip Code) | | | | | | | C HECK ONE:<br>[B Certified Public Accountant | | | | | | | | | | | | | | | D<br>Public Accountant | | | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | *\*Claims.for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See…Read the full text as markdown