# HAITONG SECURITIES USA LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

- Company: HAITONG SECURITIES USA LLC
- Form: X-17A-5
- Filed: 2017-03-01
- Period: 2016-12-31
- Accession: 0001656347-17-000003
- CIK: 1656347
- File #: 8-69694
- Material weakness: No
- Auditor: WithumSmithBrown
- Auditor location: Morristown, NJ
- Contact: Anthony Todaro
- Phone: 2123516014
- Signed by: Anthony Todaro (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1656347/000165634717000003/haitongsecfinpublic.pdf

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X-17A-5

 0001656347
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 HAITONG SECURITIES USA LLC

 340 MADISON AVENUE, 12TH FLOOR
 NEW YORK
 NY
 10173

 Anthony Todaro
 2123516014

 WithumSmithBrown

 465 South Street
 Suite 200
 Morristown
 NJ
 07960

 Certified Public Accountant

 Anthony Todaro
 HAITONG SECURITIES USA LLC
 12-31-2016
 Anthony Todaro
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.