# HAITONG SECURITIES USA LLC X-17A-5 (2019-03-15) — Broker-dealer annual report

- Company: HAITONG SECURITIES USA LLC
- Form: X-17A-5
- Filed: 2019-03-15
- Period: 2018-12-31
- Accession: 0001656347-19-000004
- CIK: 1656347
- File #: 8-69694
- Material weakness: No
- Auditor: WithumSmithBrown
- Auditor location: New York, NY
- Contact: Sean Forbes
- Phone: (212) 351-6012
- Signed by: Sean Forbes (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1656347/000165634719000004/hsusashort2018.pdf

---

X-17A-5

 0001656347
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 HAITONG SECURITIES USA LLC

 340 MADISON AVENUE, 12TH FLOOR
 NEW YORK
 NY
 10173

 Sean Forbes
 (212) 351-6012

 WithumSmithBrown

 1411 Broadway, 9th Floor
 New York
 NY
 10018

 Certified Public Accountant

 Sean Forbes
 HAITONG SECURITIES USA LLC
 12-31-2018
 Sean Forbes
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.