# HAITONG SECURITIES USA LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

- Company: HAITONG SECURITIES USA LLC
- Form: X-17A-5
- Filed: 2020-02-28
- Period: 2019-12-31
- Accession: 0001656347-20-000002
- CIK: 1656347
- File #: 8-69694
- Material weakness: No
- Auditor: Marks Paneth LLP
- Auditor location: New York, NY
- Contact: Sean Forbes
- Phone: 212-351-6012
- Signed by: Sean Forbes (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1656347/000165634720000002/hsusashort2019.pdf

---

X-17A-5

 0001656347
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 HAITONG SECURITIES USA LLC

 340 MADISON AVENUE, 12TH FLOOR
 NEW YORK
 NY
 10173

 Sean Forbes
 212-351-6012

 Marks Paneth LLP

 685 Third Avenue
 New York
 NY
 10017

 Certified Public Accountant

 Sean Forbes
 HAITONG SECURITIES USA LLC
 12-31-2019
 None
 Sean Forbes
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.