Full text of BROOKLANDS CAPITAL STRATEGIES BD, LP's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # ANNUAL REPORTS FORM X-17A-5 PART III | hours per response: | | | 12 | | |---------------------|--|-----------------|----|--| | | | | | | | | | SEC FILE NUMBER | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 0 1/ 01/2022 | AND ENDING | 12/3 1/2022 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | Brooklands Capital Strategies BD, LP | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | | _ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 909 Montgomery Street, 4th Floor | | | | | | (No. and Street) | | | | San Francisco | CA | | 94133 | | (City) | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Molly Underwood | 817-689-8755 | | munderwood@brooklandscapital.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Crowe LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 485 Lexington Avenue | New York | NY | 10017 | | (Address) | (City) | | (State)<br>(Zip Code) | | 09/23/2003 | | 173 | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual reports of an independent public<br>agustant wurd ha quantanted by a creats and qualimates and qualind an as the promotion. Son 1 | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information…Read the full text as markdown