YUKI-CO, LLC X-17A-5 (2026-03-30) — Broker-dealer annual report

Full text of YUKI-CO, LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # YUKI-CO, LLC STATEMENT OF FINANCIAL CONDITION December 31, 2025 ### PUBLIC DOCUMENT This report is filed in accordance with Rule 17A-5(e) (3) under the Securities Exchange Act of 1934 as a public document. {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69709 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING_01/01/2025 | | AND ENDING | 12/31/2025 | | |------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | Yuki-Co, LLC<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IX Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer __ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2173 Walker Lane | | | | | | | (No. and Street) | | | | | Salt Lake City | UT | | 84177 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Tad Bull | 917 923 9649<br>tad.bull@rubiconconsultinggroup.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. Account ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Haynie & Company | | | | | | 1785 West 2320 South | (Name - if individual, state last, first, and middle name) | | | 84119 | | (Address) | Salt Lake City<br>(City) | 677 | (State) | (Zip Code) | | 10/23/2003 | | 457 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if a…

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