# WALLER HELMS SECURITIES LLC X-17A-5 (2017-08-24) — Broker-dealer annual report

- Company: WALLER HELMS SECURITIES LLC
- Form: X-17A-5
- Filed: 2017-08-24
- Period: 2017-06-30
- Accession: 0001661001-17-000003
- CIK: 1661001
- File #: 8-69713
- Material weakness: No
- Auditor: Demarco Sciaccotta Wilkens & Dunleavy LLP
- Auditor location: Frankfort, IL
- Contact: John Waller
- Phone: 3127639903
- Signed by: John Waller (Chief Compliance Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1661001/000166100117000003/newfinstmtsnotes.pdf

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X-17A-5

 0001661001
 XXXXXXXX

 LIVE

 false
 false
 false

 09-27-2016
 06-30-2017
 Broker-dealer
 N

 WALLER HELMS SECURITIES LLC

 185 N. FRANKLIN STREET, SUITE 300
 CHICAGO
 IL
 60606

 John Waller
 3127639903

 Demarco Sciaccotta Wilkens & Dunleavy LLP

 9645 Lincolnway LN #214A
 Frankfort
 IL
 60423

 Certified Public Accountant

 John Waller
 WALLER HELMS SECURITIES LLC
 06-30-2017
 John Waller
 Chief Compliance Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.