# WALLER HELMS SECURITIES LLC X-17A-5 (2018-08-17) — Broker-dealer annual report

- Company: WALLER HELMS SECURITIES LLC
- Form: X-17A-5
- Filed: 2018-08-17
- Period: 2018-06-30
- Accession: 0001661001-18-000002
- CIK: 1661001
- File #: 8-69713
- Material weakness: No
- Auditor: Demarco Sciaccotta Wilkens & Dunleavy, LLP
- Auditor location: Frankfort, IL
- Contact: Robert Campbell
- Phone: 973-727-7379
- Signed by: John Waller (Chief Compliance Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1661001/000166100118000002/whspreppublic0630181.pdf

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X-17A-5

 0001661001
 XXXXXXXX

 LIVE

 true
 false
 false

 07-01-2017
 06-30-2018
 Broker-dealer
 N

 WALLER HELMS SECURITIES LLC

 205 W. WACKER DRIVE
 SUITE 2000
 CHICAGO
 IL
 60606

 Robert Campbell
 973-727-7379

 Demarco Sciaccotta Wilkens & Dunleavy, LLP

 9645 Lincolnway #214A
 Frankfort
 IL
 60423

 Certified Public Accountant

 John Waller
 WALLER HELMS SECURITIES LLC
 06-30-2018
 no exceptions
 John Waller
 Chief Compliance Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.