LGA CAPITAL CRE, LLC X-17A-5 (2024-08-27) — Broker-dealer annual report

Full text of LGA CAPITAL CRE, LLC's X-17A-5 filed 2024-08-27 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ LGA Capital CRE, LLC Financial Statement June 30, 2024 {1}------------------------------------------------ | ANNUAL AUDITED FOCUS REPORT FACING PAGE 1-2 | | |------------------------------------------------------------------------------------------|---| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>ON THE FINANCIAL STATEMENT 3 | | | FINANCIAL STATEMENT | | | Statement of Financial Condition | 4 | | Notes to Financial Statement 5-7 | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ## **ANNUAL REPORTS FORM'X-17A~S** | | FORM'X-17A~S | | 8-69715 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------------------------------------------| | | PART Ill | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING 07/01/2023 · | | AND ENDING 06/30/2024 | | | | MM/DD/VY | | MM/DD/VY | | | A. REG.ISTRANT IDENTIFICATION . | | | | NAME oF FIRM : LGA Capital CRE, LLC | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>O Security-based swap dealer<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 611 0 Executive Boulevard, Suite 1050 | | | | | | (No. and Streeti | | | | Rockville | MD | | 20852 | | {City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Erin Baskett | 636-675-3746 | Erin.Baskett@SQN-Global.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1514 Old YOrk Road | Abington | PA | 19001 | | (Address) | (City) | (State) | (Zip Code) | | 09/18/2003 | | 169 | | | | | | (PCAOB Regotratioo Numb<,, ;t applorabhe) I | | | FOR OFFI…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)