IVY SECURITIES, INC. X-17A-5 (2020-02-21) — Broker-dealer annual report

Full text of IVY SECURITIES, INC.'s X-17A-5 filed 2020-02-21 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: IVY SECURITIES, INC.
• Form: X-17A-5
• Filed: 2020-02-21
• Period: 2019-12-31
• Accession: 0001663189-20-000002
• CIK: 1125583
• File #: 8-52916
• Material weakness: No
• Auditor: YSL & Associates LLC
• Auditor location: New York, NY
• Contact: Fredric Obsbaum
• Phone: 212-897-1694
• Signed by: Fredric Obsbaum (General Securities Principal, FinOp)

Document text (excerpt)

X-17A-5 0001125583 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N IVY SECURITIES, INC. 100 PERCHERON LANE SUITE 21 ROSLYN HEIGHTS NY 11577 Fredric Obsbaum 212-897-1694 YSL & Associates LLC 11 Broadway New York NY 10004 Certified Public Accountant Fredric Obsbaum IVY SECURITIES, INC. 12-31-2019 Fredric Obsbaum General Securities Principal, FinOp Y

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Other filings by this registrant

• X-17A-5 — 2019-02-20
• X-17A-5 — 2018-02-26
• X-17A-5 — 2017-02-27
• X-17A-5 — 2016-02-25
• X-17A-5 — 2015-02-25
• X-17A-5 — 2014-02-26
• X-17A-5 — 2013-02-22
• X-17A-5 — 2012-02-28
• X-17A-5 — 2011-02-24
• X-17A-5 — 2010-02-22
• X-17A-5 — 2009-02-24
• X-17A-5 — 2008-02-28

Original filing on SEC EDGAR (source of record)