Full text of EMU SECURITIES LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Schedules Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2020 {1}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . . . 12.00 8-69725 SEC FILE NUMBER ### **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** III #### **FACING PAGE** **Information Required. of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | |---------------------------------------------------------------------------|------------------------------------------------|-----------------------------------------------------------|----------------------| | REPORT FOR THE PERIOD BEGINNING | ------=0-=l/_,._0=1/2=0'--<br>MM/DD/YY | --<br>AND ENDING | 12/31/20<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | | | | | | OFFICIAL USE ONLY | | EMU Securities LLC | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 42 Broadway-Suite 12-129 | | | | | (No. and Street) | | | | New York | NY | | 10004 | | (City) | (State) | | (Zip Code) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | YSL & Associates LLC | | | | (Name - | if individual, state last, first, middle name) | | | | 11 Broadway Suite 700 | New York | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | CHECKONE: | | | | | [!] Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-*5(e){2).SEC 1410 (3-91) {2}------------------------------------------------ ## **EMU Securities LLC TABLE OF CONTENTS** #### **This report** "'\* **contains (check all applicable boxes):** - [x] Report oflndependent Registered Public Accounting Firm - [x] Facing Page. - [x] Statement of Financ…Read the full text as markdown