Full text of BROWN BROTHERS HARRIMAN INVESTMENTS, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES **SECURITIES** AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | SEC FILE NUMBER | | |--|-----------------|--| **MM/DD/YY** FILING FOR THE PERIOD BEGINNING 0 1/01/2025 MM/DD/VY AND ENDING **12/31/2025 A. REGISTRANT IDENTIFICATION** NAMEOFFIRM: BROWN BROTHERS HARRIMAN INVESTMENTS, LLC **TYPE OF REGISTRANT (check all applicable boxes):** 0 **Broker-dealer** □ **Security-based swap dealer** D Check here if respondent is also an OTC derivatives dealer □ Major security-based **swap** participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 140 BROADWAY | | | | | | | | |--------------------------------------------------------------------------------------------------|------------------------------|---------|-------------------------------------------|--|--|--|--| | | (No. and Street) | | | | | | | | NEW YORK | NY | | 10005 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | PAUL PUSTORINO | 212-493-8058 | | PAUL.PUSTORINO@BBH.COM | | | | | | (Name) | (Area code-Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BAKER TILLY US, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 66 HUDSON BLVD E, SUITE 2200 NEW YORK | | NY | 10001 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | OCTOBER 22, 2003 | | 23 | | | | | | | (Date of ReRistration with PCAOBlfif applicablel | | | (PCAOB Registration Number if applicable' | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | • daims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who ere to respond to the collectlon of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH O…Read the full text as markdown