# OWL ROCK CAPITAL SECURITIES LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: OWL ROCK CAPITAL SECURITIES LLC
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0001668630-19-000002
- CIK: 1668630
- File #: 8-69744
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: NEW YORK, NY
- Contact: MICHAEL CHUNG
- Phone: 2127514422
- Signed by: DEREK O'LEARY (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1668630/000166863019000002/owlrockshort.pdf

---

X-17A-5

 0001668630
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 OWL ROCK CAPITAL SECURITIES LLC

 399 PARK AVENUE
 38TH FLOOR
 NEW YORK
 NY
 10022

 MICHAEL CHUNG
 2127514422

 KPMG LLP

 345 PARK AVENUE
 NEW YORK
 NY
 10154

 Certified Public Accountant

 DEREK O'LEARY
 OWL ROCK CAPITAL SECURITIES LLC
 12-31-2018
 DEREK O'LEARY
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.