Full text of AMERICAN LEDGER ATS LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | 0MB APPROVAL | | | |--|-------------------------------|-----------|--| | | 0MB Number: | 3235-0123 | | | | Expires:<br>August 31, 2020 | | | | | Estimated average burden | | | | | hours per response: , 12. 00 | | | | | | | | ## **ANNUALAUDJTED REPORT FORM X-17A-5 PART 111** | SEC FILE NUMBER | |-----------------| | | | 8- 69749 | **FACING PAGE** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and **Rule** 17a'-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ---------<br>01/01/19<br>MM/DD /Y Y | AND ENDING | --------<br>12/31/19<br>MM/DD/ YY | |----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|------------|-----------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER:<br>American Ledger ATS LLC | | | OFFICIAL USE.ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not.use P.O. Box No,)<br>862 Patriot Drive #A | | | FIRMI.D.NO. | | | (No. and Street) | | | | Moorpark | CA | | 93021 | | {City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PER.SON TO CONTACT IN REGARD TO THIS REPORT<br>Daniel White | | | (646) 530-8311 | | | | | (Area-Code - Tclepbone Number) | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in the Report*<br>Rubio CPA PC | | | | | | (Name- lfindi1•id11a/, ,<late !as1{lrs1, middle.name) | | | | 2727 Paces Ferry Rd SE, Ste 2-1680 | Atlanta | GA | 30339 | | (Addres.5) | {City) | (State) | (Zip Code) | | CHECKONE:<br>II Certified Public Accountant<br>□ Public Accountant<br>□ Accountant not resident in United .States or any of its possessions. | | | | | | | | | | | FOR OFFICIALUSEONLY | | | | | | | | | | | | | *\*Claims for exemption from. the requirement that the annual report be covered by the opinion of an independent public accountant must be supportedby asratementof facts andcircuinstances relied on as the basis for tlie exemjJti6n; See Section 240. l 7a-5(ii/{2)* > **.Potential persons who are to respond to the collectiori of information contained in this form are not required to respond unless the form.displays** a **currently valid .OMB control number.** SEC 1410 (06-02) {1}------------------------------------…Read the full text as markdown