Full text of MATTHEWS SOUTH, LLC's X-17A-5 filed 2024-12-30 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69751 > > (Zip Code) **(PCA0B Reglst,atloo N,mbec,** If **appli<able)** I ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------|------------------------------|--------------------------------|------------------------------------------------------------|--------------------------|----------| | FILING FOR THE PERIOD BEGINNING 10/01 /23 | | | | AND ENDING 09/30/24 | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Matthews South, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!:I Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use-a P.O. box no,) | | | | | | | 1700 South El Camino Real, Suite 345 | | | | | | | | | (No. and Street) | | | | | San Mateo | | | CA | | 94402 | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Susan Hayes | | 609-642-6593 | | shayes@matthewssouth.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Moss Adams LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 14555 Dallas Parkway, Suite 300 Dallas | | | | TX | 75254 | #### accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **rt• of RegJst,atk>o with PCAOBJ(lf applkable)** Persons who are to respond to the collectlon of Information contained ln this form are not required to respond unless the form displays a currently valid 0MB control number. \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public **FOR OFFICIAL USE ONLY** (Address) (City)…Read the full text as markdown