# BROOKFIELD FINANCIAL SECURITIES US LLC X-17A-5 (2018-02-28) — Broker-dealer annual report

- Company: BROOKFIELD FINANCIAL SECURITIES US LLC
- Form: X-17A-5
- Filed: 2018-02-28
- Period: 2017-12-31
- Accession: 0001670331-18-000004
- CIK: 1670331
- File #: 8-69752
- Material weakness: No
- Auditor: BDO Canada LLP
- Auditor location: Toronto, Z4
- Contact: Michael Stupay
- Phone: 212-509-7800
- Signed by: Josephine Shum (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1670331/000167033118000004/bfus17finstatesofc.pdf

---

X-17A-5

 0001670331
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 BROOKFIELD FINANCIAL SECURITIES US LLC

 1114 6TH AVENUE, 22ND FLOOR
 THE GRACE BUILDING
 NEW YORK
 NY
 10036

 Michael Stupay
 212-509-7800

 BDO Canada LLP

 66 Wellington Street West
 Toronto
 Z4
 M5K 1H1

 Certified Public Accountant

 Josephine Shum
 BROOKFIELD FINANCIAL SECURITIES US LLC
 12-31-2017
 Josephine Shum
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.