SERA GLOBAL SECURITIES US LLC X-17A-5 (2021-02-23) — Broker-dealer annual report

Full text of SERA GLOBAL SECURITIES US LLC's X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SERA GLOBAL SECURITIES US LLC
• Form: X-17A-5
• Filed: 2021-02-23
• Period: 2020-12-31
• Accession: 0001670331-21-000003
• CIK: 1670331
• File #: 8-69752
• Material weakness: No
• Auditor: WithumSmithBrown, PC
• Auditor location: Whippany, NJ
• Contact: michael Stupay
• Phone: 2128971692
• Signed by: Josephine Shum (CEO)

Document text (excerpt)

X-17A-5 0001670331 XXXXXXXX LIVE false false false 01-01-2020 12-31-2020 Broker-dealer N SERA GLOBAL SECURITIES US LLC 1114 6TH AVENUE, 22ND FLOOR THE GRACE BUILDING NEW YORK NY 10036 michael Stupay 2128971692 WithumSmithBrown, PC 200 Jefferson Park Suite 400 Whippany NJ 07981 Certified Public Accountant Josephine Shum SERA GLOBAL SECURITIES US LLC 12-31-2020 Josephine Shum CEO Y

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• X-17A-5 — 2022-02-28
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-28

Original filing on SEC EDGAR (source of record)