# MIDDLEMARCH SECURITIES LLC X-17A-5 (2020-03-23) — Broker-dealer annual report - Company: MIDDLEMARCH SECURITIES LLC - Form: X-17A-5 - Filed: 2020-03-23 - Period: 2019-12-31 - Accession: 0001670763-20-000001 - CIK: 1670763 - File #: 8-69758 - Material weakness: No - Auditor: Michael Coglianese CPA, P.C. - Auditor location: Bloomingdale, IL - Contact: Alex Mack - Phone: 917-923-1478 - Signed by: Alexander Grutman (CEO) Original filing: https://www.sec.gov/Archives/edgar/data/1670763/000167076320000001/mmssofc2019.pdf --- {0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-67378 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act c,f 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | _____ | O~l~/O~l~/1~9
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MM/DD/YY | |------------------------------------------------------------------------------------------------------------------------------------------------------|-------|-------------------------------------------------------|-------------------|------------------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | Middlemarch Securities LLC
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NAME OF BROKER-DEALER: | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | 700 Canal Street, Building 1, Floor 1, Suite 148 | | | | | | | | (No. and Street) | | | | Stamford | | CT | | 06902 | | (City) | | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Alex Mack | | | | 9,17-923-1478 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTAl\T IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | | | | Michael Coglianese CPA, P C | | | | | | | | (Name - if individual, state last,first, middle name) | | | | 125 E Lake Street #303 | | Bloomingdale | IL | 60108 | | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE:
Certified Public Accountant
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Public Accountant
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Accountant not resident in United States or any of its possessions.
□ | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2)* Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.