# GUOTAI JUNAN SECURITIES USA, INC. X-17A-5 (2019-02-20) — Broker-dealer annual report

- Company: GUOTAI JUNAN SECURITIES USA, INC.
- Form: X-17A-5
- Filed: 2019-02-20
- Period: 2018-12-31
- Accession: 0001671203-19-000002
- CIK: 1671203
- File #: 8-69762
- Material weakness: No
- Auditor: Mazars USA, LLP
- Auditor location: New York, NY
- Contact: Michael Glynn
- Phone: 212-751-4422
- Signed by: Fei Yin (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1671203/000167120319000002/Guotaijunanshort.pdf

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X-17A-5

 0001671203
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 GUOTAI JUNAN SECURITIES USA, INC.

 630 FIFTH AVENUE, SUITE 1915
 NEW YORK
 NY
 10111

 Michael Glynn
 212-751-4422

 Mazars USA, LLP

 135 West 50th Street
 New York
 NY
 10020

 Certified Public Accountant

 Fei Yin
 GUOTAI JUNAN SECURITIES USA, INC.
 12-31-2018
 Fei Yin
 CEO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.