Full text of EQUITEQ SECURITIES LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /24<br>MM/DD/VY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF FIRM: EQUITEQ SECURITIES LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer | AND ENDING 12/31 /24<br>MM/DD/VY<br>D Major security-based swap participant | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------|------------------------|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 460 PARK AVENUE SOUTH, 11TH FLOOR | | | | | | (No. and Street) | | | | | | NEW YORK<br>NY | | 10016 | | | | (City)<br>(State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | PAUL ASARO<br>518.495.2217 | | PAUL.ASARO@EQUITEQ.COM | | | | (Name)<br>(Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>CITRIN COOPERMAN & COMPANY LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 50 ROCKEFELLER<br>NEW YORK | NY | 10020 | | | | (Address)<br>(City)<br>11/02/05 | (State)<br>2468 | (Zip Code) | | | | l"<br>ofReglstrntloo with PCAOB)(lf appllcable) FOR OFFICIAL USE ONLY | {PCAOB Reglstratloo N,mbe,, If applicable) I | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to resp…Read the full text as markdown